Andrew Brock

I’m an investment operations and client services professional with 16 years’ experience across buy-side, sell-side, and prime brokerage. My career has taken me from trading desks and reconciliations to client-facing roles at Citi, UBS O’Connor, and Värde Partners, where I built a reputation for problem-solving under pressure, improving processes, and strengthening client relationships.

In 2021, I stepped out of banking to run a career coaching practice. Over two years, I delivered 200+ sessions, helping professionals in finance and fintech navigate redundancy, career transitions, and burnout. That experience sharpened my mentoring skills and deepened my understanding of resilience, people, and leadership.

Now, I’m ready to return to financial services, bringing together operational expertise with a coach’s eye for people and performance. Whether solving trade breaks, improving settlement efficiency, or mentoring colleagues, I thrive at the intersection of detail and human connection.

Outside of work, I write, blog, and explore life’s tougher questions with the same curiosity I bring to markets and teams.

📩 Let’s connect: andrew_a_brock@hotmail.com

Life Coach/Owner

Do you feel lost? Are you trapped in a relationship? Do want to get promoted? Have you got goals you want to achieve but keep failing to accomplish them? Send me a message in confidence to get on the path to the best most authentic version of you so you can achieve anything you desire.

I am a Partner of St. James's Place Wealth Management and have extensive experience in providing specialist advice to clients who are successful in their own right and therefore find themselves in a situation where they do not have sufficient time or expertise to focus upon their finances. 

With over 39 years’ experience, I specialise in offering expert advice on a wide range of important areas including tax efficient investment planning, pensions, retirement planning and auto-enrolment implementation as well as inheritance tax or estate planning.

My aim is to provide a highly professional service with a caring approach that always puts the interests of my clients first. I know that you are the most important part of my business and that my future success depends on how well I advise you and help you plan for the future.

I appreciate that you are unique, with your own financial ideals, which is why I will tailor the services and recommendations that I make, specifically for you.

I hope that you find my profile of interest. Please feel free to browse my website and if you have any questions or would like to receive our complimentary reports & bulletins, then please do contact me.

Specialties: Wealth Management, Investment Management - both onshore & offshore, Retirement Planning, Life Assurance, Critical Illness & Income Protection, Corporate Benefits, Inheritance Tax Planning, Pensions, Pension Planning, Business Protection, Keyman & Company Director insurance, Estate Planning, Early Retirement, accessing my pension, workplace pensions, auto-enrolment

The value of an investment with St. James’s Place will be directly linked to the performance of the funds you select and the value can therefore go down as well as up.  You may get back less than you invested.

Auto-enrolment is not regulated by the Financial Conduct Authority.

The Partner/Partner Practice is an Appointed Representative of and represents only St. James's Place Wealth Management plc (which is authorised and regulated by the Financial Conduct Authority).
The 'St. James's Place Partnership and the titles 'Partner' and 'Partner Practice' are marketing terms used to describe St. James's Place representatives

SJP Approved 3/11/2022

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The Battle

Andrew Brock

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